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Passing the FAIS Regulatory Exams with Applied Learning

By Tamara Jacobsen, Director, Applied Learning Academy www. appliedlearning. co. za   The effective date of major changes to the Fit and Proper requirements under the Financial Advisory and Intermediary Services Act has been confirmed as April 1, 2018. The content of the Regulatory ...
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Fais and Changes to Regulatory Exam Questions

The long anticipated amended “Determination of Fit and Proper Requirements for Financial Services Providers, 2017” was finally printed in December last year. The amended determination comes into effect on 1 April 2018. The competence requirements relating to regulatory examinations contained ...
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Fais and Key Individual Operational Ability

The Fit and Proper Requirements 2017 published recently, also provides stipulations on operational ability. Billy Seyffert, COO of Moonstone Compliance and Risk Management, pointed out an important consideration for Key Individuals: A FSP must have at least one key individual per class of business ...
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Fais and Continuous Professional Development

Under the old dispensation, Continuous Professional Development (CPD) was the third leg of the journey towards becoming a true professional, after successfully completing the level 1 and 2 regulatory examinations. Now that the level 2 REs have been replaced by line of business and product specific training ...
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Dis-Chem Ride for Sight 2018

30 years of Cycling to restore the Gift of Sight – enter now The 2018 Dis-Chem Ride for Sight will be an extra special event this year. This is the 30th edition of this popular and enduring road cycling event which is being hosted by the City of Ekurhuleni. The event will take ...
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Policy:

The legal document, issued by the insurer to the policyholder, that outlines the conditions and terms of the insurance. Also called the contract.
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