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ComplianceDocs

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Tel: +27 11 706 8433
ComplianceDocs is an electronic document storage, retrieval and off site back-up system for the management of all critical documentation and information relating to your client and your business.

ComplianceDocs caters for the electronic filing of policies, financial needs analyses, and supporting documentation (in terms of FAIS), identification and verification documentation (in terms of FICA) and all other relevant documentation and correspondence.

By automating the information recording process, this solution simplifies and streamlines the compliance process, providing a faster turnaround time to clients, while saving you time and money.

  • A customized platform for FAIS and FICA compliance
  • Innovative technology means you only need to capture information once
  • Checkpoints at every step in the process ensure continual compliance
  • Your compliance records are stored accurately, securely and are easy to retrieve from anywhere via the web
  • Generation of automatic task and diary entries

Let ComplianceDocs take away your administrative headaches…

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Fixed Interest Stock:

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