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FAIS

Associated Compliance (Pty) Ltd

Compliance for a Common Purpose In a nutshell, our primary role is to facilitate the effective management of the compliance risk in our clients’ departments and divisions through, inter alia, the following: Setting organisation-wide policies and standards for compliance. Providing ...
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Catho Consultancy

Professional assessment instrument design and assessments. The Company specialises in the design of assessment tools for FAIS Fit and Proper accreditation and Recognition of Prior Learning (RPL), based on the client's generic training material. • Learning material alignment • Assessment ...
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Compli-Serve SA (Pty) Ltd

Compli–Serve (SA) (Pty) Ltd is a nationally represented independent provider of regulatory compliance management services and solutions to the financial services sector. We draw on international experience in developing services tailored for the domestic market. Our services are designed to meet ...
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Independent Compliance Services Pty Ltd

Financial, Real Estate And Business Services.
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Intermediary Support Services SA (Pty) Ltd.

Compliance, training and dispute resolution.
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Masthead (Pty) Ltd

Masthead is a national supplier of risk management services to independent financial advisors and other licenced financial service providers (FSPs). Driven by the desire to make a difference, our dedicated team of specialists apply their expertise and experience to develop and deliver unique compliance, ...
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Moonstone Compliance (Pty) Ltd

Moonstone Compliance and Risk Management Since the company’s inception in 2002, Moonstone Compliance has established and maintained an exceptionally high standard for the delivery of professional compliance and licensing services to the financial services industry. More than a decade of experience ...
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Wallenkamp Consulting

I offer a 2-day workshop for either RE5 (Reps) or RE1(KI’s) in preparation for the FAIS Regulatory Exams. My material is concise but highly effective and I have an 85% first-time exam pass success rate. I have been in business for 6 years and over 5000 FAIS impacted people have successfully passed ...
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