 Associated Compliance (Pty) Ltd Compliance for a Common Purpose
In a nutshell, our primary role is to facilitate the effective management of the compliance risk in our clients’ departments and divisions through, inter alia, the following:
Setting organisation-wide policies and standards for compliance. Providing ...
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BARNOWL BarnOwl is a fully integrated governance, risk management, compliance and audit software solution used by over 200 organisations in Africa, Europe and the UK. BarnOwl supports best practice risk management, compliance and audit frameworks (e. COSO, ISO31000, Generally Accepted Compliance Practice Framework ...
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 Brilliance
Brilliance systems and services to support Compliance: (1) Software-as-a-service e. g. Complaints system with regulatory reports; Good Conduct Management system for TCF|CoFI. (2) Customer-centric conduct coaching (3) Evidence reviews and (4) Analysis of sales and service calls. ...
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 CGF Research Institute (Pty) Ltd CGF Research Institute (Pty) Ltd provides a wide range of Corporate Governance, Company Secretarial, Compliance, Board Evaluation, Training and Educational Services at guaranteed competitive rates.
1. Company Secretarial Services
CGF provides the knowledge, ...
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Compli-Serve SA (Pty) Ltd Compli–Serve (SA) (Pty) Ltd is a nationally represented independent provider of regulatory compliance management services and solutions to the financial services sector. We draw on international experience in developing services tailored for the domestic market. Our services are designed to meet ...
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Crux Consulting We are Compliance Practitioners as well as business transformation specialists in the FAIS environment. We focus on content , process and practical business solutions for independent financial planning practices.
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 Masthead (Pty) Ltd Masthead is a national supplier of risk management services to independent financial advisors and other licenced financial service providers (FSPs). Driven by the desire to make a difference, our dedicated team of specialists apply their expertise and experience to develop and deliver unique compliance, ...
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 Moonstone Compliance (Pty) Ltd Moonstone Compliance and Risk Management
Since the company’s inception in 2002, Moonstone Compliance has established and maintained an exceptionally high standard for the delivery of professional compliance and licensing services to the financial services industry. More than a decade of experience ...
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National Compliance Company On the proclamation of the FAIS and FICA Acts (the Financial Advisory and Intermediary Services Act No 37 of 2002 {FAIS} and the Financial Intelligence Centre Act No 38 of 2001 {FICA}), National Compliance Company (Pty) Ltd was established in April 2004, to advise and assist independent financial advisors ...
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