The March 2017 Associated Compliance Newsletter has been published in the Insurance Gateway® Knowledge Base.
With a compliance flavour, these newsletters provide a comprehensive overview of happenings within the overall regulatory environment for FSPs, and are a must read for FSP executives who need to keep their finger on the compliance pulse.
Click here then download Newsletter 051 to view this edition.
Fintech start-ups have fallen short of their ambitions to upend the competitive landscape in finance, driving innovation but failing to capture large market share, a new World Economic Forum report finds
The ... Read More »
Moonstone Business School of Excellence (MBSE), in collaboration with Compliance Online, now offer a nine-module online training course for businesses that will be required to comply with the requirements of the ... Read More »
The recent Willbrink Outsources CC decision by the FSB Appeal Board assessed a rather novel approach to overturn a FSB decision. The appeal was in respect of the Registrar’s decision to withdraw the appellant’s ... Read More »
By Elizabeth de Stadler, Compliance Online
The Protection of Personal Information Act (POPI) applies to all industries, but some industries will be more affected than others, with financial services being one ... Read More »
A person appointed in terms of Section 8 of the Pension Funds Act that may also be a member of the trustee board of the fund. The Principal Officer is the interface between the Financial Services Board and the fund, and holds duties similar to a company secretary.