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    FSCA releases Guidance Notice on retirement funds sustainability of investments and assets

    On 14 June 2019, the FSCA released a guidance notice on the sustainability of investments and assets in the context of a retirement fund’s investment policy statement. This notice is to provide guidance to boards of retirement funds on how to comply with parts of Regulation 28 (Reg 28) under the ...
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    Guidance note on requirements for Continuous Professional Development (CPD)

    Guidance note on requirements for Continuous Professional Development (CPD) The Financial Sector Conduct Authority (FSCA) has released a guidance note on regarding the compliance with the continuous professional development (“CPD”) requirements for Financial Services Providers (FSPs), ...
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    Associated Compliance Newsletter 070 - May 2019

    May 2019 - Associated Compliance Newsletter From AC CPD June 2019 to May 2020 Just when you thought it was safe to take your foot of the CPD pedal, and for some that pedal was flat to the floor during May, you are already in. From AC HAS The legalisation of cannabis for ...
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    Associated Compliance Newsletter 068 – August 2018

    The August 2018 Associated Compliance Newsletter has been published in the Insurance Gateway® Knowledge Base. The compliance landscape has become increasingly time consuming and complex to navigate. It will therefore be well worth your time to read the latest edition of the Associated Compliance ...
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    Importance of RE Qualifying Criteria

    In response to a recent enquiry from a candidate, it is important to highlight the absolute necessity to ensure that you take into account the qualifying criteria when preparing for the regulatory exams. Firstly, we want to emphasise that studying the Preparation Guide is in fact the very first step ...
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