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COMPLIANCE SOLUTIONS

Board Notice 194 of 2017 establishes therequirement for a full competency register of all Key Individuals and Representatives of a FSP. More specifically A FSP must establish, maintain and update on a regular basis a competence register in which all qualifications, successfully completed regulatory examinations, product specific training, class of business training and CPD of the FSP, its key individuals and representatives are recorded.” Insurance Gateway provides a free online Competency Register.

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CLOUD-BASED COMPETENCY REGISTER

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